# 1D Shell and Tube Heat Exchanger¶

The IDAES Shell and Tube Heat Exchanger model is an extension of the standard 1-D Heat Exchanger model model which includes the effects of wall temperature and geometry of co- and counter-current flow shell and tube type heat exchangers.

## Degrees of Freedom¶

1-D Shell and Tube Heat Exchangers generally have 5 + 2 times number of finite elements degrees of freedom.

Typical fixed variables are:

• heat exchanger length,

• shell diameter,

• tube inner and outer diameters,

• number of tubes,

• hot and cold side heat transfer coefficients (at all spatial points).

## Model Structure¶

The core 1-D Heat Exchanger Model unit model consists of two ControlVolume1DBlock Blocks named hot_side and cold_side, each with one Inlet Port (named hot_side_inlet and cold_side_inlet) and one Outlet Port (named hot_side_outlet and cold_side_outlet). These names are configurable using the hot_side_name and cold_side_name configuration arguments, in which case aliases are assigned to the control volumes and associated Ports using the names provided (note that hot_side and cold_side will always work). If custom names are not provided, then default names of shell and tube will be used based on the shell_is_hot configuration argument.

## Construction Arguments¶

Shell and Tube Heat Exchanger units have construction arguments specific to the hot and cold sides and for the unit as a whole.

Arguments that are applicable to the heat exchanger unit are as follows:

• flow_type - indicates the flow arrangement within the unit to be modeled. Options are:

• ‘co-current’ - (default) shell and tube both flow in the same direction (from x=0 to x=1)

• ‘counter-current’ - shell and tube flow in opposite directions (shell from x=0 to x=1 and tube from x=1 to x=0).

• finite_elements - sets the number of finite elements to use when discretizing the spatial domains (default = 20). This is used for both shell and tube side domains.

• collocation_points - sets the number of collocation points to use when discretizing the spatial domains (default = 5, collocation methods only). This is used for both shell and tube side domains.

• hot_side_name

• cold_side_name

• shell_is_hot - (bool) indicates whether the shell will be mapped to the hot side of the heat exchanger or the cold side.

Arguments that are applicable to the hot and cold sides:

• property_package - property package to use when constructing shell side Property Blocks (default = ‘use_parent_value’). This is provided as a Physical Parameter Block by the Flowsheet when creating the model. If a value is not provided, the ControlVolume Block will try to use the default property package if one is defined.

• property_package_args - set of arguments to be passed to the shell side Property Blocks when they are created.

• transformation_method - argument to specify the DAE transformation method for the shell side; should be compatible with the Pyomo DAE TransformationFactory

• transformation_scheme - argument to specify the scheme to use for the selected DAE transformation method; should be compatible with the Pyomo DAE TransformationFactory

Additionally, Shell and Tube Heat Exchanger units have the following construction arguments for each side which are passed to the ControlVolume1DBlocks for determining which terms to construct in the balance equations for the hot and cold sides.

Argument

Default Value

dynamic

useDefault

has_holdup

False

material_balance_type

‘componentTotal’

energy_balance_type

‘enthalpyTotal’

momentum_balance_type

‘pressureTotal’

has_phase_equilibrium

False

has_heat_transfer

True

has_pressure_change

False

## Variables¶

1-D Shell and Tube Heat Exchanger units add the following additional Variables beyond those created by the ControlVolume1DBlock Block.

Variable

Name

Notes

$$L$$

length

Reference to hot_side.length

$$D_{shell}$$

shell_diameter

Diameter of shell

$$D_{tube, inner}$$

tube_inner_diameter

Inner diameter of tubes

$$D_{tube, outer}$$

tube_outer_diameter

Outer diameter of tubes

$$N_{tubes}$$

number_of_tubes

$$T_{wall}$$

temperature_wall

Temperature of tube wall material

$$U_{hot,t,x}$$

hot_side_heat_transfer_coefficient

$$U_{cold,t,x}$$

cold_side_heat_transfer_coefficient

1-D Shell and TubeHeat Exchanger models write the following additional Constraints to describe the heat transfer between the two sides of the heat exchanger.

Firstly, heat transfer for the hot and cold sides to the tube wall is calculated as:

$Q_{hot,t,x} = -U_{hot_t,x} \times N_{tubes} \times \pi \times D_{tube, outer} \times (T_{hot,t,x}-T_{wall,t,x}))$
$Q_{cold,t,x} = U_{cold_t,x} \times N_{tubes} \times \pi \times D_{tube, inner} \times (T_{wall,t,x}-T_{cold,t,x}))$

where $$Q_{hot,t,x}$$ and $$Q_{cold,t,x}$$ are the hot -and cold-side heat duties at point $$x$$ and time $$t$$.

Next, overall heat conservation is enforced by the following constraint:

$Q_{cold,t,x} = -Q_{hot,t,x}$

Finally, the following Constraints are written to describe the unit geometry:

$L_{hot} = L_{cold}$

where $$L_{hot}$$ and $$L_{cold}$$ are the length of the hot and cold side respectively.

$A_{shell} = \pi \times \frac{(D_{shell}^2 - N_{tubes} \times D_{tube, outer}^2)}{4}$
$A_{tube} = N_{tubes} \times \pi \times \frac{D_{tube,inner}^2}{4}$

where $$A_{shell}$$ and $$A_{tube}$$ are the cross-sectional areas of the shell and tube side control volumes respectively.

## ShellAndTube1D Class¶

class idaes.models.unit_models.shell_and_tube_1d.ShellAndTube1D(*args, **kwds)
Parameters
• rule (function) – A rule function or None. Default rule calls build().

• concrete (bool) – If True, make this a toplevel model. Default - False.

• ctype (class) – Pyomo ctype of the block. Default - pyomo.environ.Block

• default (dict) –

Default ProcessBlockData config

Keys
dynamic

Indicates whether this model will be dynamic or not, default = useDefault. Valid values: { useDefault - get flag from parent (default = False), True - set as a dynamic model, False - set as a steady-state model.}

has_holdup

Indicates whether holdup terms should be constructed or not. Must be True if dynamic = True, default - False. Valid values: { useDefault - get flag from parent (default = False), True - construct holdup terms, False - do not construct holdup terms}

hot_side

hot side config arguments

dynamic

Indicates whether this model will be dynamic or not, default = useDefault. Valid values: { useDefault - get flag from parent (default = False), True - set as a dynamic model, False - set as a steady-state model.}

has_holdup

Indicates whether holdup terms should be constructed or not. Must be True if dynamic = True, default - False. Valid values: { useDefault - get flag from parent (default = False), True - construct holdup terms, False - do not construct holdup terms}

material_balance_type

Indicates what type of mass balance should be constructed, default - MaterialBalanceType.useDefault. Valid values: { MaterialBalanceType.useDefault - refer to property package for default balance type **MaterialBalanceType.none - exclude material balances, MaterialBalanceType.componentPhase - use phase component balances, MaterialBalanceType.componentTotal - use total component balances, MaterialBalanceType.elementTotal - use total element balances, MaterialBalanceType.total - use total material balance.}

energy_balance_type

Indicates what type of energy balance should be constructed, default - EnergyBalanceType.useDefault. Valid values: { EnergyBalanceType.useDefault - refer to property package for default balance type **EnergyBalanceType.none - exclude energy balances, EnergyBalanceType.enthalpyTotal - single enthalpy balance for material, EnergyBalanceType.enthalpyPhase - enthalpy balances for each phase, EnergyBalanceType.energyTotal - single energy balance for material, EnergyBalanceType.energyPhase - energy balances for each phase.}

momentum_balance_type

Indicates what type of momentum balance should be constructed, default - MomentumBalanceType.pressureTotal. Valid values: { MomentumBalanceType.none - exclude momentum balances, MomentumBalanceType.pressureTotal - single pressure balance for material, MomentumBalanceType.pressurePhase - pressure balances for each phase, MomentumBalanceType.momentumTotal - single momentum balance for material, MomentumBalanceType.momentumPhase - momentum balances for each phase.}

has_pressure_change

Indicates whether terms for pressure change should be constructed, default - False. Valid values: { True - include pressure change terms, False - exclude pressure change terms.}

has_phase_equilibrium

Argument to enable phase equilibrium. - True - include phase equilibrium term - False - do not include phase equilibrium term

property_package

Property parameter object used to define property calculations (default = ‘use_parent_value’) - ‘use_parent_value’ - get package from parent (default = None) - a ParameterBlock object

property_package_args

A dict of arguments to be passed to the PropertyBlockData and used when constructing these (default = ‘use_parent_value’) - ‘use_parent_value’ - get package from parent (default = None) - a dict (see property package for documentation)

transformation_method

Discretization method to use for DAE transformation. See Pyomo documentation for supported transformations.

transformation_scheme

Discretization scheme to use when transformating domain. See Pyomo documentation for supported schemes.

cold_side

cold side config arguments

dynamic

Indicates whether this model will be dynamic or not, default = useDefault. Valid values: { useDefault - get flag from parent (default = False), True - set as a dynamic model, False - set as a steady-state model.}

has_holdup

Indicates whether holdup terms should be constructed or not. Must be True if dynamic = True, default - False. Valid values: { useDefault - get flag from parent (default = False), True - construct holdup terms, False - do not construct holdup terms}

material_balance_type

Indicates what type of mass balance should be constructed, default - MaterialBalanceType.useDefault. Valid values: { MaterialBalanceType.useDefault - refer to property package for default balance type **MaterialBalanceType.none - exclude material balances, MaterialBalanceType.componentPhase - use phase component balances, MaterialBalanceType.componentTotal - use total component balances, MaterialBalanceType.elementTotal - use total element balances, MaterialBalanceType.total - use total material balance.}

energy_balance_type

Indicates what type of energy balance should be constructed, default - EnergyBalanceType.useDefault. Valid values: { EnergyBalanceType.useDefault - refer to property package for default balance type **EnergyBalanceType.none - exclude energy balances, EnergyBalanceType.enthalpyTotal - single enthalpy balance for material, EnergyBalanceType.enthalpyPhase - enthalpy balances for each phase, EnergyBalanceType.energyTotal - single energy balance for material, EnergyBalanceType.energyPhase - energy balances for each phase.}

momentum_balance_type

Indicates what type of momentum balance should be constructed, default - MomentumBalanceType.pressureTotal. Valid values: { MomentumBalanceType.none - exclude momentum balances, MomentumBalanceType.pressureTotal - single pressure balance for material, MomentumBalanceType.pressurePhase - pressure balances for each phase, MomentumBalanceType.momentumTotal - single momentum balance for material, MomentumBalanceType.momentumPhase - momentum balances for each phase.}

has_pressure_change

Indicates whether terms for pressure change should be constructed, default - False. Valid values: { True - include pressure change terms, False - exclude pressure change terms.}

has_phase_equilibrium

Argument to enable phase equilibrium. - True - include phase equilibrium term - False - do not include phase equilibrium term

property_package

Property parameter object used to define property calculations (default = ‘use_parent_value’) - ‘use_parent_value’ - get package from parent (default = None) - a ParameterBlock object

property_package_args

A dict of arguments to be passed to the PropertyBlockData and used when constructing these (default = ‘use_parent_value’) - ‘use_parent_value’ - get package from parent (default = None) - a dict (see property package for documentation)

transformation_method

Discretization method to use for DAE transformation. See Pyomo documentation for supported transformations.

transformation_scheme

Discretization scheme to use when transformating domain. See Pyomo documentation for supported schemes.

finite_elements

Number of finite elements to use when discretizing length domain (default=20)

collocation_points

Number of collocation points to use per finite element when discretizing length domain (default=3)

flow_type

Flow configuration of heat exchanger - HeatExchangerFlowPattern.cocurrent: hot and cold flows from 0 to 1 (default) - HeatExchangerFlowPattern.countercurrent: hot side flows from 0 to 1 cold side flows from 1 to 0

hot_side_name

Hot side name, sets control volume and inlet and outlet names. Default = None.

cold_side_name

Cold side name, sets control volume and inlet and outlet names. Default = None.

shell_is_hot

Boolean flag indicating whether shell side contains hot fluid (default=True). If True, shell side will be the hot_side, if False shell side will be cold_side.

• initialize (dict) – ProcessBlockData config for individual elements. Keys are BlockData indexes and values are dictionaries described under the “default” argument above.

• idx_map (function) – Function to take the index of a BlockData element and return the index in the initialize dict from which to read arguments. This can be provided to overide the default behavior of matching the BlockData index exactly to the index in initialize.

Returns

(ShellAndTube1D) New instance

## ShellAndTube1Data Class¶

class idaes.models.unit_models.shell_and_tube_1d.ShellAndTube1DData(component)[source]

1D Shell and Tube HX Unit Model Class.

build()[source]

Begin building model (pre-DAE transformation).

Parameters

None

Returns

None

initialize_build(hot_side_state_args=None, cold_side_state_args=None, outlvl=0, solver=None, optarg=None)[source]

Initialization routine for the unit.

Keyword Arguments
• state_args – a dict of arguments to be passed to the property package(s) to provide an initial state for initialization (see documentation of the specific property package) (default = {}).

• outlvl – sets output level of initialization routine

• optarg – solver options dictionary object (default=None, use default solver options)

• solver – str indicating which solver to use during initialization (default = None, use default solver)

Returns

None